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John Eugene Balzano

B. C. Ziegler AND Co.

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About John Eugene Balzano

John Eugene Balzano is a financial professional with over a decade of experience in the industry. John has a strong background in municipal securities and has held positions at Piper Sandler & Co. and Bernardi Securities, Inc. Currently, John works at B. C. Ziegler And Co. as a Registered Representative. John holds the Series 52, 50, 79TO, and SIE licenses.

Firm Information

John Balzano is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Balzano’s Registration & Firm History

IL

12/13/2021 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

IL

11/14/2016 - 11/09/2021

PIPER SANDLER & CO. (Chicago IL)

IL

08/31/2012 - 10/17/2016

BERNARDI SECURITIES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/03/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/30/2012

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Eugene Balzano.
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