Unclaimed
John Eston McCullough is an investment advisor representative currently registered with Raymond James & Associates, Inc.. John has been in the industry since February 18, 1989. John Eston McCullough has previously worked at several other firms, including WELLS FARGO ADVISORS, LLC, SALOMON SMITH BARNEY INC., PAINEWEBBER INCORPORATED, and PRUDENTIAL SECURITIES INCORPORATED. John is registered in multiple states and has passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
08/29/2016 - Present
Raymond James & Associates, Inc. (Kenosha WI)
GA
01/21/2000 - 08/17/2016
WELLS FARGO ADVISORS, LLC (SAVANNAH GA)
NY
01/17/1994 - 01/21/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
06/25/1991 - 01/20/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/10/1990 - 06/26/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
04/24/1989 - 12/17/1990
R. D. KUSHNIR & CO. (NORTHBROOK IL)
NA
02/14/1989 - 04/18/1989
LIT AMERICA, INC.
IA
Issued 02/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1989
Series 3 - National Commodity Futures Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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