Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Estevan Javier is an active broker-dealer and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered in Connecticut and 52 other states and jurisdictions. John has been active in the industry since April 18, 2000. John holds multiple industry licenses and designations including the Series 7, 10, 24, 55, 57TO, 63, and 66 exams. John has previously held positions at CITICORP INVESTMENT SERVICES, PAINEWEBBER INCORPORATED, GRUNTAL & CO., L.L.C., and THE DREYFUS SERVICE CORPORATION. John is also an owner of Artemis Collective LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/30/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/10/2000 - 10/03/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
01/13/1999 - 01/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/08/1998 - 01/12/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
12/11/1997 - 01/29/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
06/26/1997 - 11/05/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 06/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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