Unclaimed
John Ernest Sebastian is a financial advisor with over 25 years of experience in the industry. He is currently registered with J. W. Cole Advisors, Inc. and holds a Series 6, Series 63, and Series 65 license. John Ernest Sebastian is also a Registered Representative with FINRA. He provides financial planning and investment advice services to individuals, businesses, and non-profit organizations. John Ernest Sebastian is a highly experienced advisor who is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/13/2011 - Present
J. W. Cole Advisors, Inc. (TAMPA FL)
FL
09/05/2008 - 05/05/2011
WOODBURY FINANCIAL SERVICES, INC. (WINTER PARK FL)
FL
03/13/2004 - 09/04/2008
AMERICAN GENERAL SECURITIES INCORPORATED (MAITLAND FL)
CA
07/13/2001 - 03/18/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
06/07/2000 - 05/29/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IL
02/20/1996 - 06/02/2000
IAC SECURITIES, INC. (TINLEY PARK IL)
CA
02/24/1994 - 11/03/1994
TRANSAM SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 07/22/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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