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John Ernest Gilchrist

Oppenheimer & Co. Inc.

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About John Ernest Gilchrist

John Ernest Gilchrist is a financial advisor who has been in the industry since 1978. John is currently registered with Oppenheimer & Co. Inc. John has been with Oppenheimer & Co. Inc. since 2003. John is also registered with the states of Florida, Illinois and Texas. John has a broad range of experience and is able to provide a variety of financial services to individuals, families and businesses. John's background includes experience with CIBC WORLD MARKETS CORP., FIRST CHICAGO CAPITAL MARKETS, INC. and several other firms.

Firm Information

John Gilchrist is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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John Gilchrist’s Registration & Firm History

FL

07/06/2017 - Present

Oppenheimer & Co. Inc. (BONITA SPRINGS FL)

NY

04/22/1996 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

IL

01/23/1989 - 04/15/1996

FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)

NA

07/21/1986 - 08/12/1988

FIRST CHICAGO INVESTMENT SERVICES, INC.

NA

11/21/1984 - 09/24/1985

DREXEL BURNHAM LAMBERT INCORPORATED

NA

07/13/1978 - 09/28/1984

BECKER PARIBAS INCORPORATED

NA

07/15/1980 - 06/30/1983

WARBURG PARIBAS BECKER INCORPORATED

NA

01/26/1977 - 07/13/1978

A. G. BECKER MUNICIPAL SECURITIES INCORPORATED

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Licenses & Designations

IA

Issued 02/25/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 08/20/1979

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Ernest Gilchrist.
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