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John Ernest Flagg

MMA Securities LLC

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About John Ernest Flagg

John Ernest Flagg is a financial professional with over 20 years of experience in the industry. John is currently registered with MMA Securities LLC and is located in Palm Beach Gardens, Florida. John is a Series 6 and Series 63 licensed representative and holds the SIE designation. John has been with MMA Securities LLC since November 2016. Prior to that, John worked at M HOLDINGS SECURITIES, INC., NFP SECURITIES, INC., VALMARK SECURITIES, INC., and ASCEND FINANCIAL SERVICES, INC. John's expertise is in Retirement Plan Participants, Financial Planning and Pension Consulting.

Firm Information

John Flagg is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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John Flagg’s Registration & Firm History

FL

11/09/2016 - Present

MMA Securities LLC (Palm Beach Gardens FL)

FL

07/16/2010 - 12/06/2016

M HOLDINGS SECURITIES, INC. (WEST PALM BEACH FL)

FL

06/27/2007 - 04/01/2009

NFP SECURITIES, INC. (ROYAL PALM BEACH FL)

OH

10/02/1997 - 03/08/2007

VALMARK SECURITIES, INC. (AKRON OH)

MN

02/14/1994 - 11/10/1997

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

BC

Issued 06/02/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Ernest Flagg.
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