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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John-erik? Claim Your ProfileJohn-erik Anderson is a financial advisor currently with Stifel, Nicolaus & Company, Inc.. John-erik has been in the financial services industry since 1983. John-erik has worked at various firms including Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc. and Smith Barney Inc. John-erik holds Series 3, 7, and 63 securities licenses as well as Series 65 Investment Advisor Representative license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/22/2014 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
01/01/2008 - 01/23/2014
WELLS FARGO ADVISORS, LLC (KIRKLAND WA)
WA
05/09/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SEATTLE WA)
NY
05/31/1995 - 05/16/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/23/1987 - 05/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
07/21/1983 - 01/06/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1983
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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