Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Erik Noll is a financial professional with over 20 years of experience in the financial services industry. John Erik Noll currently works for Hilltop Securities Inc. as a registered representative. John Erik Noll previously worked for TD Ameritrade Clearing, Inc. and Capital One Investing, LLC. John Erik Noll holds the following licenses: Series 63, Series 53, Series 4, Series 24, Series 57TO, Series 52TO, Series 99TO, SIE, Series 55, and Series 7. John Erik Noll is registered in Texas. John Erik Noll specializes in the following areas: Individual investors, Retirement planning, Mutual funds, Annuities, and Variable life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/25/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
06/04/2019 - 01/26/2021
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
05/09/2014 - 03/05/2019
CAPITAL ONE INVESTING, LLC (Plano TX)
MA
09/24/2012 - 02/03/2014
SIGNATOR FINANCIAL SERVICES, INC. (BOSTON MA)
NE
12/12/2002 - 12/07/2011
TD AMERITRADE CLEARING, INC. (BELLEVUE NE)
NE
02/27/2006 - 08/02/2007
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
BC
Issued 01/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/2015
Series 4 - Registered Options Principal Examination
BC
Issued 03/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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