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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Eric Snively is an investment advisor representative associated with Capital Client Group, Inc. John Eric Snively has been in the industry for more than 25 years. John Eric Snively has a Series 63, Series 65, and Series 26 registration. John Eric Snively is registered in California, Illinois, Missouri, and Wisconsin. John Eric Snively is a registered investment advisor representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/03/2013 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 07/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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