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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Eric Sherman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the securities industry since September 16, 1993, and is registered with the state of South Carolina as an investment advisor representative. John has experience with a variety of financial institutions, including BB&T Securities, LLC and Truist Investment Services, Inc. John has passed the Series 7, Series 63, and Series 65 exams. John has a broad range of experience and holds active registrations in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/28/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLESTON SC)
NC
02/17/2021 - 04/27/2021
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
06/22/2016 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
10/23/2009 - 06/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/25/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
03/26/2001 - 04/12/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
OH
12/21/1989 - 10/16/1998
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IA
Issued 10/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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