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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Eric Quigley is a registered representative with Raymond James & Associates, Inc. John Eric Quigley has been in the securities industry since August 11, 1994. John Eric Quigley is a Registered Representative with over 28 years of experience in the financial industry. John Eric Quigley provides financial planning, portfolio management, and investment advisory services to individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/08/2019 - Present
Raymond James & Associates, Inc. (Winter Park FL)
FL
02/21/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (WINTER PARK FL)
FL
02/13/2007 - 02/20/2007
MORGAN KEEGAN & COMPANY, INC. (ORLANDO FL)
FL
03/08/2001 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (ORLANDO FL)
IL
08/12/1994 - 04/10/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 04/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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