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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Eric Plym has been in the financial services industry since May 9, 2006. John is currently a registered representative of J.P. Morgan Securities LLC in New York and Texas. John has previously been affiliated with DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and MOORMAN AND COMPANY INC. John has a Series 7, Series 63, and Series 65 license. John also has a specialization in Financial Planning, Retirement Planning, Insurance, Estate Planning, and Investment Management. John has held board member positions in the past for non-profit organizations. John's firm, J.P. Morgan Securities LLC is a large firm headquartered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
03/27/2024 - Present
J.p. Morgan Securities LLC (New York NY)
NA
08/29/1988 - 05/07/1992
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
07/23/1986 - 01/29/1987
MOORMAN AND COMPANY INC.
IA
Issued 03/27/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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