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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Eric Osterberg is a financial advisor with over 25 years of experience in the industry. John Eric is currently registered with Independent Advisor Alliance, LLC, and is licensed to provide advisory services in multiple states, including North Carolina, South Carolina, and New Jersey. John Eric has held previous roles at firms such as Ameriprise Financial Services, Inc. and Wachovia Securities, LLC, and has a broad range of experience in financial planning, portfolio management, and investment advisory services. John Eric has held various securities licenses, including Series 7, Series 10, Series 24, and Series 63, and has obtained the SIE and Series 65 exams. John Eric is committed to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
04/22/2016 - Present
Independent Advisor Alliance, LLC (Charlotte NC)
NC
03/02/2009 - 04/15/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
01/17/2001 - 03/04/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
PA
04/13/2000 - 01/04/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NY
02/09/1994 - 12/16/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
IA
Issued 01/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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