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John Eric Carlson

Independent Financial Group, LLC

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About John Eric Carlson

John Eric Carlson has been in the financial services industry since February 18, 1986. John Eric Carlson is currently registered with Independent Financial Group, LLC and has been with them since July 2010. Previously, John Eric Carlson was associated with Wells Fargo Investments, LLC, Wells Fargo Van Kasper, LLC, Smith Barney Inc., Prudential Securities Incorporated, Paine Webber Incorporated, and First American National Securities, Inc. John Eric Carlson provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. John Eric Carlson also works as an agent for insurance products outside of Independent Financial Group, LLC. John Eric Carlson is a registered representative of Independent Financial Group, LLC, and an investment advisor representative of Independent Financial Group, LLC.

Firm Information

John Carlson is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Carlson’s Registration & Firm History

WA

02/29/2024 - Present

Independent Financial Group, LLC (Seattle WA)

CA

07/11/2001 - 06/29/2010

WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)

CA

04/14/1998 - 07/11/2001

WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)

NY

05/05/1994 - 03/13/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

12/16/1991 - 05/12/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

12/02/1988 - 12/24/1991

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

01/06/1986 - 12/13/1988

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

IA

Issued 08/12/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

BC

Issued 01/02/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for John Eric Carlson. Review regulatory record here.
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