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John Eric Brinley

Cetera Investment Advisers LLC

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About John Eric Brinley

John Eric Brinley is an Investment Advisor Representative at Cetera Investment Advisers LLC. John has been in the financial services industry since 1993 and has a variety of experience with different firms including First Allied Securities, Inc. and FFP Securities, Inc. John has experience working with individuals, corporations, and non-profit organizations. John is a Certified Financial Planner.

Firm Information

John Brinley is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Brinley’s Registration & Firm History

TX

11/12/2020 - Present

Cetera Investment Advisers LLC (FRIENDSWOOD TX)

TX

05/30/2008 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (FRIENDSWOOD TX)

TX

04/03/1995 - 05/30/2008

FFP SECURITIES, INC. (FRIENDSWOOD TX)

AZ

09/22/1993 - 04/03/1995

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

GA

04/21/1993 - 09/28/1993

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 4/20/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 6/10/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/14/2000

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/3/1996

Series 7 - General Securities Representative Examination

BC

Issued 4/20/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Eric Brinley. Review regulatory record here.
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