Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Klim is a financial professional with over 15 years of experience in the industry. John is currently registered with Houlihan Lokey Capital, Inc. in McLean, Virginia. John has held previous roles with 7M Securities, LLC, Davenport & Company LLC, Harris Williams & Co., and Credit Suisse Securities (USA) LLC. John holds the Series 7, Series 79, Series 87, and SIE licenses and is also a registered representative in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
01/08/2024 - Present
Houlihan Lokey Capital, Inc. (MCLEAN VA)
NC
11/28/2023 - 01/03/2024
7M SECURITIES, LLC (CHARLOTTE NC)
VA
10/12/2017 - 01/07/2020
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
04/08/2008 - 06/02/2017
HARRIS WILLIAMS & CO. (RICHMOND VA)
GA
03/17/2004 - 03/31/2008
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
BC
Issued 12/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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