Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ratoff is a registered representative with Axos Clearing LLC. John has been in the industry since 2018. John has Series 7, Series 63, and SIE licenses. Prior to joining Axos Clearing LLC, John worked at Goldman Sachs Custody Solutions and TD Ameritrade, Inc. John is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
07/27/2023 - Present
Axos Clearing LLC (Omaha NE)
TX
09/17/2021 - 04/11/2023
GOLDMAN SACHS CUSTODY SOLUTIONS (Dallas TX)
CA
11/15/2017 - 01/06/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 10/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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