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John Emmet Engles

Strong Capital Markets, LLC

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About John Emmet Engles

John Emmet Engles is a financial advisor with Strong Capital Markets, LLC. John has been in the securities industry since 1989. John is a Series 7, 9, 10, and 63 licensed advisor, and is currently registered in New York. John has previously worked at Blaylock Van, LLC, National Financial Services LLC, Samuel A. Ramirez & Company, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, and Kidder, Peabody & Co. Incorporated.

Firm Information

John Engles is currently registered with Strong Capital Markets, LLC. Strong Capital Markets, LLC is a Limited Liability Company registered in the United States. They are registered in 39 states and are approved for SEC registration. The firm was formed on March 2, 2021.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Engles’s Registration & Firm History

CT

04/10/2024 - Present

Strong Capital Markets, LLC (Stamford CT)

NY

10/29/2014 - 09/06/2022

BLAYLOCK VAN, LLC (NEW YORK NY)

NY

03/05/2001 - 08/04/2014

NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)

NY

03/13/1995 - 02/12/2001

SAMUEL A. RAMIREZ & COMPANY, INC. (NEW YORK NY)

NJ

04/22/1993 - 02/28/1995

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

05/10/1991 - 04/07/1993

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

07/17/1987 - 04/22/1991

CHEMICAL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/31/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/12/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Emmet Engles.
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