Unclaimed
John Emil Fendrich is a financial advisor who is active in the securities industry since January 18, 1988. John is currently registered with Joseph Stone Capital LLC. Previously, John has been affiliated with several firms including Spartan Capital Securities, LLC, Dawson James Securities, Inc., Meyers Associates, L.P., and J.P. Turner & Company, L.L.C. John Emil Fendrich is licensed to conduct business in several states including California, Connecticut, Florida, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2023 - Present
Joseph Stone Capital LLC (NEW YORK NY)
NY
08/04/2017 - 05/31/2023
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
03/04/2016 - 08/30/2017
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
06/16/2009 - 04/01/2016
MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NJ
08/22/2001 - 07/15/2009
J.P. TURNER & COMPANY, L.L.C. (TINTON FALLS NJ)
NY
11/17/1999 - 09/20/2001
KIRLIN SECURITIES INC. (SYOSSET NY)
NJ
08/25/1998 - 12/09/1999
J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)
NJ
10/16/1997 - 09/16/1998
CANTONE RESEARCH INC. (EATONTOWN NJ)
NJ
06/24/1994 - 10/17/1997
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
05/18/1992 - 06/28/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/15/1990 - 05/29/1992
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NJ
06/26/1990 - 11/20/1990
F I A INVESTMENT SERVICES CORPORATION (SHORT HILLS NJ)
NA
03/08/1990 - 07/09/1990
VANDERBILT SECURITIES, INC.
NJ
01/26/1990 - 03/14/1990
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NA
11/03/1989 - 02/15/1990
J. T. MORAN & CO., INC.
CO
01/19/1988 - 11/10/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 01/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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