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John Emil Fendrich

Joseph Stone Capital LLC

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About John Emil Fendrich

John Emil Fendrich is a financial advisor who is active in the securities industry since January 18, 1988. John is currently registered with Joseph Stone Capital LLC. Previously, John has been affiliated with several firms including Spartan Capital Securities, LLC, Dawson James Securities, Inc., Meyers Associates, L.P., and J.P. Turner & Company, L.L.C. John Emil Fendrich is licensed to conduct business in several states including California, Connecticut, Florida, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Tennessee, and Texas.

Firm Information

John Fendrich is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Fendrich’s Registration & Firm History

NY

05/05/2023 - Present

Joseph Stone Capital LLC (NEW YORK NY)

NY

08/04/2017 - 05/31/2023

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

03/04/2016 - 08/30/2017

DAWSON JAMES SECURITIES, INC. (NEW YORK NY)

NY

06/16/2009 - 04/01/2016

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

NJ

08/22/2001 - 07/15/2009

J.P. TURNER & COMPANY, L.L.C. (TINTON FALLS NJ)

NY

11/17/1999 - 09/20/2001

KIRLIN SECURITIES INC. (SYOSSET NY)

NJ

08/25/1998 - 12/09/1999

J.W. BARCLAY & CO., INC. (WOODBRIDGE NJ)

NJ

10/16/1997 - 09/16/1998

CANTONE RESEARCH INC. (EATONTOWN NJ)

NJ

06/24/1994 - 10/17/1997

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

05/18/1992 - 06/28/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

11/15/1990 - 05/29/1992

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NJ

06/26/1990 - 11/20/1990

F I A INVESTMENT SERVICES CORPORATION (SHORT HILLS NJ)

NA

03/08/1990 - 07/09/1990

VANDERBILT SECURITIES, INC.

NJ

01/26/1990 - 03/14/1990

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NA

11/03/1989 - 02/15/1990

J. T. MORAN & CO., INC.

CO

01/19/1988 - 11/10/1989

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BC

Issued 01/27/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Emil Fendrich.
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