Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Emerson Carey is a registered Investment Advisor Representative with Farther Finance Advisors. John has over 30 years of experience in the financial services industry and holds multiple licenses, including Series 6, 7, 9, 10, 24, 27, 63, 65 and 66. John is a dedicated and experienced financial professional who is committed to providing clients with personalized and comprehensive financial advice. John has worked for a number of prominent firms, including Charles Schwab & Co., Inc., PRUCO Securities Corporation and The Prudential Insurance Company of America. John is committed to helping clients achieve their financial goals and has expertise in financial planning, pension consulting, portfolio management for individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/21/2025 - Present
Farther (SAN FRANCISCO CA)
OK
08/29/2003 - 06/01/2004
CAPITAL WEST SECURITIES, INC. (OKLAHOMA CITY OK)
OK
11/06/2002 - 03/18/2003
BOSC, INC. (TULSA OK)
TX
02/16/1998 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
05/24/1995 - 04/03/1996
JAMES WHEELER & CO. INVESTMENTS, INC. (DENVER CO)
IL
09/26/1992 - 01/07/1993
PORTFOLIO MANAGEMENT CONSULTANTS, INC. (CHICAGO IL)
NA
02/28/1990 - 09/11/1991
DAIN BOSWORTH INCORPORATED
NJ
09/26/1989 - 10/30/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/26/1989 - 10/30/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/02/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/29/1995
Series 24 - General Securities Principal Examination
BC
Issued 03/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure John Carey is the right advisor for you? Invested Better is here to help.
