Unclaimed
John Emanuel Scott is an investment advisor representative at Ameriprise Financial Services, LLC. John has been working in the financial industry since December 16, 2011. John has Series 6, 7, and 63 securities licenses and a Series 65 investment advisor license. John has been registered with Ameriprise Financial Services, LLC since January 2017. John has previous experience with Pruco Securities, LLC. and Geiger Wealth. John specializes in asset allocation, financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/01/2017 - Present
Ameriprise Financial Services, LLC (WARRENVILLE IL)
IL
06/28/2011 - 07/27/2016
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
IA
Issued 05/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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