Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Elwood Carroll is a registered representative with Independent Financial Partners. John has been working in the securities industry for over 20 years. John Elwood Carroll holds Series 7, Series 31, Series 66 and SIE licenses. Prior to joining Independent Financial Partners, John worked at LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Legg Mason Wood Walker, Incorporated. John is registered in Alabama, Arkansas, California, Colorado, Florida, Georgia, Louisiana, Maryland, Mississippi, Montana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
LA
11/17/2014 - Present
Independent Financial Partners (Alexandria LA)
LA
11/17/2014 - 05/23/2019
LPL FINANCIAL LLC (ALEXANDRIA LA)
LA
01/15/2003 - 11/19/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALEXANDRIA LA)
MD
05/21/2002 - 01/30/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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