Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Elmer Fleckenstein is a financial advisor in Houston, TX. He has over 35 years of experience in the financial services industry. John Elmer Fleckenstein is currently registered with Sunbelt Securities, Inc. and has been with the firm since March 2009. Previously, John Elmer Fleckenstein was registered with USF Securities, L.P. in Kerrville, TX, Wells Fargo Investments, LLC in Kerrville, TX, RBC Dain Rauscher Inc. in New York, NY, Dain Rauscher Incorporated, and Rauscher Pierce Refsnes, Inc. in Dallas, TX. John Elmer Fleckenstein holds several licenses and certifications including the Series 3, 7, 8, 9, 10, 24, 63, 65, 79TO, 99TO, and SIE exams. John Elmer Fleckenstein specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/27/2009 - Present
Sunbelt Securities, Inc. (HOUSTON TX)
TX
08/04/2008 - 03/06/2009
USF SECURITIES, L.P. (KERRVILLE TX)
TX
10/03/2003 - 07/23/2008
WELLS FARGO INVESTMENTS, LLC (KERRVILLE TX)
NY
03/02/1998 - 10/24/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
01/20/1988 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 06/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1991
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Fleckenstein is the right advisor for you? Invested Better is here to help.
