Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ellis Straughn is a financial advisor with over 30 years of experience in the industry. John is currently registered with Wells Fargo Clearing Services, LLC in Winter Haven, Florida. John's previous experience includes roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, First Union Brokerage Services, Inc., Allen & Company of Florida, Inc., and E. F. Hutton & Company Inc. John is a Series 3, 7, and 63 licensed professional. John is also a Series 65 licensed investment advisor representative. John's specialties include retirement planning, investment management, and financial planning. John is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/23/2014 - Present
Wells Fargo Clearing Services, LLC (WINTER HAVEN FL)
FL
10/03/2008 - 06/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKELAND FL)
FL
10/01/2000 - 10/21/2008
WACHOVIA SECURITIES, LLC (HAINES CITY FL)
NC
08/26/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
FL
03/25/1994 - 08/16/1999
ALLEN & COMPANY OF FLORIDA, INC. (LAKELAND FL)
NY
10/07/1987 - 03/15/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/24/1983 - 03/16/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1985
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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