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John Eli Frick

Realta Investment Advisors, Inc.

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About John Eli Frick

John Eli Frick is a financial advisor with over 20 years of experience in the industry. John is currently registered with Realta Investment Advisors, Inc. in Pennsylvania. Before joining Realta, John worked for Raymond James Financial Services, Inc., Wachovia Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS PaineWebber Inc., and MetLife Securities Inc. John holds Series 6, 7, 63, and 65 licenses. John's specializations include financial planning, pension consulting, and portfolio management for businesses and individuals. John is committed to providing his clients with personalized financial advice and guidance.

Firm Information

John Frick is currently registered with Realta Investment Advisors, Inc.. Realta Investment Advisors, Inc. is an investment advisor headquartered in Wilmington, DE with a team of over 80 professionals. They manage over $799 million in assets for individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, and other clients. Realta provides a range of services including financial planning, pension consulting, portfolio management, and publication of periodicals. They also offer a wrap fee program.
Realta Investment Advisors, Inc.

1201 N. ORANGE STREET

WILMINGTON, DE 19801

$799.70M

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Frick’s Registration & Firm History

PA

06/18/2018 - Present

Realta Investment Advisors, Inc. (YORK PA)

PA

03/02/2009 - 06/11/2018

RAYMOND JAMES FINANCIAL SERVICES, INC. (LANCASTER PA)

PA

07/10/2003 - 03/03/2009

WACHOVIA SECURITIES, LLC (LANCASTER PA)

NY

10/12/1999 - 07/03/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

11/02/2001 - 11/09/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

MA

12/23/1997 - 10/04/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/23/1997 - 10/04/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/29/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/1999

Series 7 - General Securities Representative Examination

BC

Issued 11/28/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for John Eli Frick. Review regulatory record here.
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