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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Eldridge Parham is an Investment Advisor Representative with LPL Financial LLC. John Eldridge Parham is registered with the state of North Carolina as an Investment Advisor Representative. John Eldridge Parham has been in the industry since July 10, 1988. John Eldridge Parham also has been registered with several other firms including Lincoln Financial Securities Corporation and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
11/24/2021 - Present
LPL Financial LLC (RALEIGH NC)
NC
02/20/2015 - 05/01/2019
LINCOLN FINANCIAL SECURITIES CORPORATION (RALEIGH NC)
NC
07/11/1988 - 02/23/2015
AXA ADVISORS, LLC (RALEIGH NC)
NY
07/11/1988 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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