Unclaimed
John Edward Tranter is a registered representative with Bofa Securities, Inc., located in Charlotte, NC. John holds the Series 63, SIE, and Series 79TO licenses. John's firm is headquartered in New York, NY and specializes in research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
05/20/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
BC
Issued 04/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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