Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Sterbenz is an investment advisor representative with Wells Fargo Clearing Services, LLC. John has been in the industry since 1972 and has a broad range of experience in the securities industry. John has held numerous positions at several firms, including Prudential Securities Incorporated and Salomon Smith Barney Inc. John is a highly qualified advisor with a proven track record of success. John is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
01/29/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/01/1992 - 02/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/10/1987 - 12/01/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/28/1972 - 07/21/1987
E. F. HUTTON & COMPANY INC
NA
08/12/1975 - 04/15/1976
G A SAXTON & CO INC
NA
10/16/1972 - 09/02/1975
EDWARDS & HANLY
NA
04/21/1972 - 09/30/1972
FIRST INVESTORS CORPORATION
IA
Issued 11/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 05/28/1985
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/28/1972
Series 000 - General Securities Principal Examination
BC
Issued 04/13/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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