Unclaimed
John Edward Shuster is a financial advisor with over 30 years of experience in the financial services industry. John is a registered representative with Wells Fargo Clearing Services, LLC and is licensed to offer investment advice in multiple states. John's career spans several firms, including Stifel, Nicolaus & Company, Incorporated and Auerbach, Pollak & Richardson Inc. John holds several industry licenses and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/31/2016 - Present
Wells Fargo Clearing Services, LLC (BARRINGTON IL)
IL
03/20/2001 - 11/03/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
CT
12/19/2000 - 03/28/2001
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
CO
05/25/1994 - 12/19/2000
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
NA
04/26/1988 - 06/01/1994
F.N. WOLF & CO., INC.
NA
03/30/1987 - 03/15/1988
EQUITABLE SECURITIES OF NEW YORK,INC.
NA
02/02/1987 - 04/02/1987
SHERWOOD CAPITAL, INC.
NA
09/11/1986 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 06/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/1998
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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