Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Puckhaber is a registered representative with Tradition Securities And Derivatives Llc. John Puckhaber is a securities professional with over 35 years of experience in the financial industry. John Puckhaber is currently registered in New York and North Carolina. John Puckhaber has held previous positions at Standard Credit Securities Inc., Avatar Capital Group LLC, GFI Securities LLC, Murphy & Durieu, Exco USA International Inc., Exco USA Securities Inc., Exco RMJ International Inc., Chapdelaine Corporate Securities & Co, KMS Corporate Brokers, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John Puckhaber holds the following securities licenses: Series 7, Series 24, Series 26, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/19/2013 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
04/18/2008 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NJ
06/12/2013 - 09/18/2013
AVATAR CAPITAL GROUP LLC (JERSEY CITY NJ)
NY
06/01/2005 - 05/15/2008
GFI SECURITIES LLC (NEW YORK NY)
NY
12/02/1998 - 06/07/2005
MURPHY & DURIEU (NEW YORK NY)
NY
07/13/1998 - 10/28/1998
EXCO USA INTERNATIONAL INC. (NEW YORK NY)
NY
09/05/1996 - 10/28/1998
EXCO USA SECURITIES INC. (NEW YORK NY)
NA
09/05/1996 - 07/13/1998
EXCO RMJ INTERNATIONAL INC.
NY
03/23/1989 - 08/22/1996
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NA
08/20/1986 - 03/04/1989
KMS CORPORATE BROKERS, INC.
NA
11/19/1985 - 10/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 02/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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