Unclaimed
John Edward Penshorn is a registered investment advisor representative with U.S. Bancorp Investments, Inc. John has been in the industry since June 25, 1979. John has a Series 7, Series 63, and Series 66 license. John also holds a Securities Industry Essentials (SIE) license. John has worked for several other firms over his career including First Command Financial Planning, Inc., UVEST Financial Services Group, Inc., IFMG Securities, Inc., TCF Investments, Inc., Charles Schwab & Co., Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, MetLife Securities Inc., Metropolitan Life Insurance Company, Dain Rauscher Incorporated, Tuschner & Company, Inc., Hamilton Investments, Inc., Craig-Hallum, Inc., J. P. Holdahl & Assoc., Inc., Equity Securities Trading Co., Inc., R. J. Steichen and Company, and Shaughnessy & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
12/13/2013 - Present
U.s. Bancorp Investments, Inc. (Saint Paul MN)
MN
05/11/2009 - 12/23/2009
FIRST COMMAND FINANCIAL PLANNING, INC. (BLOOMINGTON MN)
MN
01/24/2008 - 09/12/2008
UVEST FINANCIAL SERVICES GROUP, INC. (SAINT PAUL MN)
MN
11/27/2006 - 02/05/2008
IFMG SECURITIES, INC. (SAINT PAUL MN)
MN
12/03/2004 - 12/31/2006
TCF INVESTMENTS, INC. (ROSEVILLE MN)
TX
03/07/2003 - 06/15/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
01/13/2003 - 02/10/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/13/2003 - 02/10/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
05/23/2001 - 01/16/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/23/2001 - 01/16/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
10/06/2000 - 05/25/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
MN
10/07/1994 - 11/10/1999
TUSCHNER & COMPANY, INC. (ST. CLOUD MN)
NA
07/19/1993 - 07/13/1994
HAMILTON INVESTMENTS, INC.
NA
05/08/1991 - 07/19/1993
CRAIG-HALLUM, INC.
NA
05/27/1980 - 12/18/1990
CRAIG-HALLUM, INC.
NA
10/11/1978 - 01/28/1983
J. P. HOLDAHL & ASSOC., INC.
NA
01/16/1978 - 11/17/1978
EQUITY SECURITIES TRADING CO., INC.
NA
02/28/1977 - 01/09/1978
R. J. STEICHEN AND COMPANY
NA
09/22/1976 - 03/25/1977
SHAUGHNESSY & COMPANY, INC.
BOTH
Issued 05/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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