Unclaimed
John Edward Pascarella is a financial advisor with Raymond James & Associates, Inc. John has been working in the financial services industry since 1985 and has experience in various areas, including financial planning, portfolio management, and pension consulting. John is registered with the Financial Industry Regulatory Authority (FINRA) and is a licensed investment advisor in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/30/2018 - Present
Raymond James & Associates, Inc. (MORRISTOWN NJ)
NJ
01/01/2008 - 05/29/2018
WELLS FARGO CLEARING SERVICES, LLC (MORRISTOWN NJ)
NJ
05/03/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MORRISTOWN NJ)
MO
10/01/2000 - 05/05/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
OR
10/04/1994 - 01/02/1996
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
01/21/1994 - 09/26/1994
CADARET, GRANT & CO., INC. (SYRACUSE NY)
CO
07/25/1991 - 12/31/1993
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MO
11/19/1985 - 08/09/1989
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 05/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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