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John Edward O'Shaughnessy

National Financial Services LLC

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About John Edward O'Shaughnessy

John Edward O'Shaughnessy is a financial professional with over 25 years of experience in the industry. John Edward O'Shaughnessy is currently registered with National Financial Services LLC and has a Series 7, Series 24, and Series 63 license. Previously, John Edward O'Shaughnessy has worked for firms including J.P. Morgan Securities Inc., Chase Investment Services Corp, Morgan Stanley DW Inc., and Oppenheimer & Co., Inc. John Edward O'Shaughnessy is licensed in both New Jersey and New York.

Firm Information

John O'Shaughnessy is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John O'Shaughnessy’s Registration & Firm History

NJ

03/02/2017 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

07/19/2007 - 04/13/2015

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

07/03/2006 - 06/22/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

11/29/2005 - 07/11/2006

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

03/31/2005 - 10/31/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

IL

02/16/1999 - 02/18/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

07/03/1997 - 02/24/1999

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

IL

12/01/1993 - 12/03/1996

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

10/09/1992 - 08/30/1993

OPPENHEIMER & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Edward O'Shaughnessy.
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