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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward O'Day is an active investment advisor representative with Morgan Stanley. John has been in the financial industry since 1997. John has been registered with Morgan Stanley since March 2015 and previously was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from June 2000 to March 2015, MORGAN KEEGAN & COMPANY, INC. from April 1999 to January 2000 and SEDGWICK INVESTMENTS, INC. from November 1996 to June 1999. John also holds Series 7, 9, 63, 65, and SIE licenses. John's current registrations include Connecticut, New York, and Texas. John also is active in Financial Executives International.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/20/2020 - Present
Morgan Stanley (Garden City NY)
NY
06/22/2000 - 03/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
TN
04/15/1999 - 01/13/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
DC
11/22/1996 - 06/15/1999
SEDGWICK INVESTMENTS, INC. (WASHINGTON DC)
BC
Issued 04/22/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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