Unclaimed
John Martin is a financial advisor at Raymond James & Associates, Inc. John has over 30 years of experience in the financial industry. John is registered to provide investment advice in 41 states. John is a Series 7, Series 63, and SIE licensed representative. John is currently registered with Raymond James & Associates, Inc. Previously, John worked at Wells Fargo Clearing Services, LLC, A. G. EDWARDS & SONS, INC., RAUSCHER PIERCE REFSNES, INC., and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/26/2018 - Present
Raymond James & Associates, Inc. (AUSTIN TX)
TX
01/01/2008 - 04/30/2018
WELLS FARGO CLEARING SERVICES, LLC (VICTORIA TX)
TX
10/30/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (AUSTIN TX)
TX
02/26/1988 - 11/08/1989
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
09/04/1984 - 03/07/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 09/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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