Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Lomond is a financial professional with Daiwa Capital Markets America Inc. John has been in the industry since 2022. John holds the Series 63, Series 7TO and SIE licenses. John is registered in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2022 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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