Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Lawlor is a financial advisor with Jonestrading. John has over 20 years of experience in the financial services industry. John's current registration is with the state of California, Connecticut, Illinois, Massachusetts, New York and Texas. John's professional designations include Series 7, Series 55, Series 57TO, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/02/2013 - Present
Jonestrading (Stamford CT)
NA
08/04/2009 - 12/17/2012
LOUIS CAPITAL MARKETS, LP (PARIS )
NY
10/21/2005 - 11/18/2005
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/29/1998 - 05/25/2005
UBS SECURITIES LLC (NEW YORK NY)
CT
11/11/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
BC
Issued 06/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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