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John Edward Kelley

Capitol Securities Management, Inc.

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About John Edward Kelley

John Edward Kelley is a registered representative with Capitol Securities Management, Inc. John has been in the industry since April 24, 2000, and has been registered with Capitol Securities Management, Inc. since February 2005. John has also held previous positions with Fidelity Brokerage Services LLC, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Gruntal & Co., L.L.C.. John has passed several industry exams, including the Series 7, Series 31, Series 63, and Series 65. John is currently registered in 14 states and 2 federal agencies. John specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. John also has a side business selling socks.

Firm Information

John Kelley is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Kelley’s Registration & Firm History

MA

11/25/2013 - Present

Capitol Securities Management, Inc. (WORCESTER MA)

RI

09/26/2001 - 05/20/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

10/23/2000 - 05/21/2001

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

NY

01/05/1999 - 10/20/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

03/30/1998 - 01/05/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

01/23/1998 - 02/26/1998

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/12/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 01/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Edward Kelley.
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