Unclaimed
John Edward Keating is a financial advisor with Ameriprise Financial Services, LLC. John has been a financial advisor for over 40 years and has a broad range of experience in the industry. John is registered to provide investment advice in 20 states and has a Series 6, Series 7, Series 22, and Series 63 license. John holds a SIE license and is registered to provide investment advice in the state of Illinois. John's previous experience includes working for IDS Life Insurance Company and IDS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
10/03/2006 - Present
Ameriprise Financial Services, LLC (QUINCY IL)
MN
09/29/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/18/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 07/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/17/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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