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John Edward Hoffman

Emerson Equity LLC

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About John Edward Hoffman

John Edward Hoffman has been in the financial services industry since August 13, 1987. John is currently registered with Emerson Equity LLC and has been with the firm since January 2020. John holds the Series 6, 7, 26, 63, and 65 licenses, as well as the SIE exam. Prior to his current role, John was a registered representative with Centaurus Financial, Inc. and Independent Financial Group, LLC. John's primary area of expertise is in portfolio management for individuals and financial planning.

Firm Information

John Hoffman is currently registered with Emerson Equity LLC. Emerson Equity LLC is a California-based limited liability company formed in 2003 that provides investment advisory services. With over 200 registered representatives and 70+ investment advisor representatives, the firm manages approximately $176 million in regulatory assets for a range of clients, including individuals, pension plans, and other investment advisors. Their services include financial planning, educational seminars, portfolio management, and selection of other advisors. Emerson Equity focuses on providing comprehensive investment advice to individuals and institutions and specializes in the management of private placement life insurance and insurance dedicated funds. They are registered with the SEC and in all 50 states.
Emerson Equity LLC

155 BOVET ROAD, SUITE 725

SAN MATEO, CA 94402

$176.17M

Assets Under Management

39

Total Clients

165

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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management of private placement life insurance / insurance dedicated funds (single investor private funds)

Management of private placement life insurance / insurance dedicated funds (single investor private funds)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Hoffman’s Registration & Firm History

CA

03/19/2020 - Present

Emerson Equity LLC (Irvine CA)

CA

07/24/2014 - 12/31/2019

CENTAURUS FINANCIAL, INC. (SAN DIEGO CA)

CA

01/04/2005 - 07/24/2014

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

AZ

02/05/2002 - 12/31/2004

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

CA

08/24/2001 - 02/12/2002

WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)

CA

07/14/1997 - 08/31/2001

OWEN-JOSEPH SECURITIES, INC. (SAN DIEGO CA)

CA

03/05/1987 - 02/06/1997

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

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Licenses & Designations

IA

Issued 06/09/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/03/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Edward Hoffman. Review regulatory record here.
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