Unclaimed
John Harris is a financial advisor with Cambridge Investment Research Advisors, Inc. located in Dallas, TX. John is a Chartered Financial Analyst and holds licenses for Series 7, Series 63 and Series 66. John has been in the financial industry for over 25 years and previously worked for Raymond James & Associates, Inc. and Principal Financial Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
02/03/2020 - Present
Cambridge Investment Research Advisors, Inc. (Dallas TX)
TX
09/06/2018 - 02/12/2020
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
02/03/2020 - 02/03/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (CORPUS CHRISTI TX)
TX
08/17/1994 - 11/21/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BOTH
Issued 10/03/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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