Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Grimes has been in the financial services industry since 1996. John is currently registered with Kroll Securities LLC and has worked at GCP Securities, LLC, GCP Securities, INC., Dain Rauscher Incorporated, and Rauscher Pierce Refsnes, INC.. John has a Series 7, Series 63, Series 24, and Series 79TO licenses, and is registered in Massachusetts, Oklahoma, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/22/2011 - Present
Kroll Securities LLC (CHICAGO IL)
TX
06/06/2012 - 12/10/2013
GCP SECURITIES, LLC (DALLAS TX)
TX
07/24/1998 - 06/06/2012
GCP SECURITIES, INC. (DALLAS TX)
NY
03/02/1998 - 07/23/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
01/09/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 01/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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