Unclaimed
John Edward Frampton is an investment advisor representative at Raymond James Financial Services Advisors, Inc. located in KING OF PRUSSIA, PA. John has been in the financial industry since June 1998. John holds FINRA Series 7, 9, 10, 63 and 65 licenses. John's primary office location is at 630 FREEDOM BUSINESS CTR, 3RD FLOOR, KING OF PRUSSIA, PA, 19406. John Edward Frampton is also registered with the following state securities authorities: Florida, Louisiana, Maryland, New Jersey, New York, North Carolina, Pennsylvania, and the state of Pennsylvania for investment advisor services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
03/01/2010 - Present
Raymond James Financial Services Advisors, Inc. (KING OF PRUSSIA PA)
PA
06/29/1998 - 03/03/2010
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
IA
Issued 06/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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