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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Fleming has been in the financial industry since 1986 and is currently an investment advisor representative for Cetera Investment Advisers LLC, specializing in financial planning, pension consulting, and portfolio management. John Fleming holds the Series 7, 24, 63 and 65 licenses as well as the SIE. John Fleming is a Certified Financial Planner and a Chartered Financial Consultant and is registered in various states including Pennsylvania, Texas, California, Florida, and New York, among others. John Fleming has worked with a number of firms over the years including First Allied Securities, Inc., 1st Global Capital Corp., NFP Securities, Inc. and Princor Financial Services Corporation. John Fleming also has a background in law and real estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
11/12/2020 - Present
Cetera Investment Advisers LLC (ALTOONA PA)
PA
01/28/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ALTOONA PA)
PA
10/17/2007 - 01/29/2016
1ST GLOBAL CAPITAL CORP. (ALTOONA PA)
PA
07/20/2005 - 10/24/2007
NFP SECURITIES, INC. (ALTOONA PA)
IA
10/25/1994 - 07/28/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
05/04/1994 - 09/08/1994
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
04/01/1991 - 07/15/1993
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
07/27/1992 - 06/09/1993
JARON EQUITIES CORP. (HICKSVILLE NY)
MA
01/06/1988 - 11/19/1990
MUTUAL SERVICE CORPORATION (BOSTON MA)
NA
08/12/1985 - 10/08/1987
JOHN HANCOCK DISTRIBUTORS, INC.
NA
08/21/1984 - 06/03/1985
FINANCIAL ESTATE PLANNING, INC.
IA
Issued 07/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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