Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fisher is a financial advisor with over 28 years of experience in the industry. John is registered with Charles Schwab & Co., Inc. and has been with the firm since April 2013. John also holds registrations in the states of Louisiana and Mississippi. John’s expertise includes financial planning, providing investment advice, and portfolio management. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
LA
05/10/2013 - Present
Charles Schwab & CO., Inc. (Metairie LA)
LA
07/08/2022 - 05/19/2024
TD AMERITRADE, INC. (METAIRIE LA)
TX
02/21/1996 - 04/17/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NY
06/29/1994 - 10/26/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
09/09/1993 - 07/19/1994
F.N. WOLF & CO., INC.
BOTH
Issued 10/31/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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