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John Edward Emmert

Hsbc Securities (usa) Inc.

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About John Edward Emmert

John Emmert is an active broker-dealer representative with more than 20 years of experience in the financial services industry. John's current affiliation is with HSBC Securities (USA) Inc. and their office in New York. John has previously held positions at Credit Suisse Securities (USA) LLC, Liquidnet, Inc., Virtu Americas LLC, Virtu ITG LLC, Deutsche Bank Securities Inc., SG Americas Securities, LLC, Susquehanna Financial Group, LLLP and BNP Paribas Securities Corp. John's professional experience includes a comprehensive range of financial services including equities and trading.

Firm Information

John Emmert is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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John Emmert’s Registration & Firm History

NY

01/30/2024 - Present

Hsbc Securities (usa) Inc. (NEW YORK NY)

NY

09/14/2021 - 02/22/2024

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/15/2020 - 08/19/2021

LIQUIDNET, INC. (NEW YORK NY)

NY

04/30/2019 - 01/29/2020

VIRTU AMERICAS LLC (New York NY)

NY

05/18/2017 - 01/29/2020

VIRTU ITG LLC (NEW YORK NY)

NY

07/09/2007 - 05/19/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/12/2005 - 07/11/2007

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

PA

04/23/2003 - 10/07/2004

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

NY

05/03/2001 - 04/10/2003

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Edward Emmert.
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