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John Edward Dwyer

Capital Client Group, Inc.

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About John Edward Dwyer

John Edward Dwyer is a financial professional with over 20 years of experience in the industry. John Dwyer is currently registered with Capital Client Group, Inc., a firm headquartered in Los Angeles, California. Previously, John Dwyer worked at NEUBERGER BERMAN LLC, LEHMAN BROTHERS INC., BNP PARIBAS SECURITIES CORP., HSBC SECURITIES (USA) INC., RBC DAIN RAUSCHER INC. and CREDIT SUISSE FIRST BOSTON CORPORATION. John Dwyer holds Series 31, Series 7 and Series 63 securities licenses. He is also a registered investment advisor in California.

Firm Information

John Dwyer is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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John Dwyer’s Registration & Firm History

CA

12/18/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

IL

09/19/2008 - 12/03/2013

NEUBERGER BERMAN LLC (CHICAGO IL)

IL

07/28/2008 - 09/24/2008

LEHMAN BROTHERS INC. (CHICAGO IL)

IL

04/19/2007 - 07/18/2008

BNP PARIBAS SECURITIES CORP. (CHICAGO IL)

IL

03/02/2004 - 04/10/2007

HSBC SECURITIES (USA) INC. (CHICAGO IL)

NY

02/21/2002 - 03/05/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

10/10/2000 - 10/24/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/29/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2013

Series 31 - Futures Managed Funds Examination

BC

Issued 10/09/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Edward Dwyer.
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