Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Dudley Simpson is a financial advisor registered with Cetera Advisors LLC. John has been in the financial industry since April 27, 1992 and has worked with various firms including QA3 Financial Corp., Royal Alliance Associates, Inc., Prime Capital Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Linsco/Private Ledger Corp., Linsco Financial Group, Inc., American Pacific Securities Corporation, International Financial Services Capital Corporation, Anchor National Financial Services, Inc., BNL Securities Inc. and John Hancock Distributors, Inc. John currently holds licenses for Series 6, Series 7, and the SIE. John is currently registered in Florida and is associated with the Coral Springs, Florida branch office of Cetera Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
02/15/2011 - Present
Cetera Advisors LLC (CORAL SPRINGS FL)
FL
11/10/2004 - 02/11/2011
QA3 FINANCIAL CORP. (CORAL SPRINGS FL)
AZ
12/09/2002 - 09/16/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/02/2002 - 12/03/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
10/22/1999 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
MN
07/16/1998 - 10/28/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/16/1998 - 10/28/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
SC
12/16/1989 - 05/08/1990
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
05/22/1989 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
09/21/1987 - 08/20/1988
AMERICAN PACIFIC SECURITIES CORPORATION
NA
11/04/1986 - 11/10/1987
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
NA
02/15/1985 - 05/16/1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
05/18/1984 - 02/19/1985
BNL SECURITIES INC.
NA
10/01/1982 - 06/27/1984
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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