Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Edward Connor is an investment advisor representative associated with Valic Financial Advisors, Inc. John has been working in the financial services industry for over 13 years. John's primary office location is in Chicago, IL, however, John is also registered as an investment advisor representative in Arkansas, Florida, Illinois, Indiana, Kentucky, South Carolina, and Wisconsin. John holds Series 6, 7, 24, 63, and 66 licenses, and has experience in the securities and investment advisory industries. John provides financial planning and portfolio management services for individual clients. John also recommends wrap accounts to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/18/2020 - Present
Valic Financial Advisors, Inc. (CHICAGO IL)
KY
08/28/2019 - 10/23/2019
LPL FINANCIAL LLC (LOUISVILLE KY)
KY
02/23/2011 - 06/14/2019
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
WI
11/23/2009 - 12/16/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 08/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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