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John Edward Caspary

Cambridge Investment Research, Inc.

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About John Edward Caspary

John Edward Caspary is a financial professional with over 20 years of experience in the industry. John currently works at Cambridge Investment Research, Inc. in Clifton, Illinois. John has held previous positions at NTB FINANCIAL CORPORATION, WILLIAM C. BURNSIDE & COMPANY, INC., SIGNATOR INVESTORS, INC., WOODBURY FINANCIAL SERVICES, INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and ROBERT W. BAIRD & CO. INCORPORATED. John is registered with FINRA as an investment advisor in Illinois and Indiana. John holds the Series 6, Series 63, and SIE licenses.

Firm Information

John Caspary is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Caspary’s Registration & Firm History

IL

01/17/2023 - Present

Cambridge Investment Research, Inc. (Clifton IL)

CO

03/10/2021 - 12/31/2022

NTB FINANCIAL CORPORATION (HIGHLANDS RANCH CO)

IL

02/07/2012 - 04/13/2021

WILLIAM C. BURNSIDE & COMPANY, INC. (DANVILLE IL)

IL

02/25/2010 - 12/21/2011

SIGNATOR INVESTORS, INC. (WILLOWBROOK IL)

IL

03/22/2004 - 10/04/2006

WOODBURY FINANCIAL SERVICES, INC. (FRANKFORT IL)

WI

11/22/2000 - 03/25/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

11/22/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 05/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Edward Caspary.
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